Bishop, Rosen & Co., Inc. Financial Statement
	Mutual Fund Breakpoint Disclosure Statement
	Margin Disclosure

	Day-Trading Disclosure
	Business Continuity Plan
	Identity Theft Assistance
	Customer Identification Program
	Establishing Online Account Access
	SIPC Excess Coverage
	Characteristics and Risks of Standardized Options
	Option Disclosure Document Supplement September 2008
	First Clearing SIPC Money Brochure Dated 12.01.08
	Download all documents as an archive

FINRA
If a Brokerage Firm Closes Its Doors

Click here to read this Investor Alert from FINRA.

SEC Rule 11Ac1-6
The U.S. Securities and Exchange Commission adopted Rule 11Ac1-6 requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders". To proceed directly to the statistics click here.

Click here to view the Order Routing Procedures.

Customer Complaints
Should you experience any type of problem regarding your account, please feel free to contact us in writing or by telephone as shown below.

Via telephone:
212-602-0640 - Ask for the Compliance Department

In writing:
Compliance Department
Bishop, Rosen & Co., Inc.
100 Broadway
New York, NY 10005

SIPC
Member of SIPC, which protects securities customers of its members up to $500,000 (including $100,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org.