The following describes how Bishop, Rosen & Co., Inc.(“BISH”) handles your personal information, and what steps we take to protect your privacy. We do not use your personal information for marketing purposes.

Who We Are
Bishop, Rosen & Co., Inc. is a broker/dealer and member of FINRA and SIPC. We are an introducing broker/dealer and clear on a fully disclosed basis through National Financial Services LLC (“NFS”). NFS is a Fidelity Investments® company, one of the world’s largest providers of financial services. NFS provides trade execution, clearing and other related services on behalf of our brokerage customers.

Accessing Information
Access to customer information is for authorized BISH employee’s business purposes only. BISH requires its authorized employees who have access to customer information to protect it and keep it confidential.

Collecting Information to Conduct Business
BISH collects information about you to serve your financial needs, provide customer service, offer new products or services, and fulfill legal and regulatory requirements. The type of information collected varies according to the products or services you request and may include:

	Information included on your application and related forms (such as name, address, Social Security number, assets and income1); and
	Information about your account activity (such as products or services purchased, account balances and payment history); and
	Information from visitors to BISH’s websites (such as that provided through online forms, site visitor data and online information collecting devices known as “cookies”).

Security Standards
BISH continues to assess new technology to evaluate its ability to provide additional protection of your personal information. We safeguard this information in accordance with federal standards and established security standards and procedures. Measures we take in this regard include implementation of physical, electronic and procedural safeguards.

Sharing Information
In the course of conducting business, we may disclose some or all of the previously described information about you to NFS and other businesses including non-affiliated third parties, as allowed by law, for the purpose of:

	providing customer service or account maintenance;
	in response to a subpoena, to prevent fraud, or to comply with an inquiry by a government agency or regulator, and
	to perform services for us or on our behalf to develop or maintain software.

To obtain a copy of National Financial Services, LLC privacy – go to www.mybrokerageinfo.com.

*If any of your information changes, please let your broker know so that our records can be updated.