National Financial Services, LLC (“NFS”)
Effective 12/9/09, our firm will be changing clearing firms; we will be moving from First Clearing, LLC to National Financial Services, LLC. As with First Clearing, we will be clearing on a fully disclosed basis through NFS. NFS is a Fidelity Investments® company, one of the world’s largest providers of financial services. At our direction, NFS will provide trade execution, clearing, and other related services on behalf of our brokerage customers. For additional information on NFS including their Privacy practices, Statement of Financial Condition and further explanation on the protection of customer assets, please visit www.mybrokerageinfo.com.
BISH and NFS are both members of SIPC and brokerage accounts will continue to be covered by SIPC. In addition, NFS has purchased at no cost to you, additional coverage for the cash and securities in your account(s) (visit www.mybrokerageinfo.com “Safeguarding Accounts” for additional information). Neither SIPC nor Excess SIPC coverage protects against a decline in the market value of securities.
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